Senior Compliance Officer

  Central Malta  |  €35,000 - €45,000 Annually 

Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team

Responsibilities:

  • Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
  • Handle transfer requests, including those involving probate cases
  • Assist in preparing MFSA Conduct of Business Returns and support complaints handling
  • Maintain the Insider List for CCFG
  • Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
  • Oversee day-to-day compliance tasks
  • Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
  • Submit the List of Financial Instruments.
  • Assist with the annual review of procedures.
  • Support the Compliance Manager in preparing for MFSA visits and submissions as needed.

Skill-sets and Requirements

  • Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
  • Previous local or foreign experience in a similar role
  • Excellent written and oral skills in English
  • Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Experts in Regulatory Compliance

Education & Experience

Qualification related to Compliance

Benefits

  • Health Insurance
  • Gym discounts
  • Performance Bonus

Job Reference: MJ616


  • Category
    Finance
  • Job type
    Full Time
  • Employment level
    Experienced (3 years +)
  • Work Location
    On Premises
  • Employer industry
    Investment Services
  • Languages
    English

All Finance Jobs in Malta involve understanding and managing of finances for private clients and organisations. Jobs in finance include client audit, compliance, corporate administration, pensions, trusts, risk and wealth management jobs.

  • Job Reference
    MJ616
  • Closing Date
    30/04/2024
  • Date Published
    16/02/2024
  • Status
    Shortlisting

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