Compliance Senior

An excellent opportunity has arisen for a Compliance Senior to join an established company and assist in day-to-day compliance matters of the firm and its portfolio of local and international clients.

Duties include:

• Co-ordination of customer onboarding requests. 
• Ongoing monitoring of existing business relationships.
• Knowledgeable on the entire CDD process required for different types of Legal Entities and Natural Persons.
• Supervising a team of compliance executives and reviewing their tasks.
• Reporting to AML consultants and MLRO.
• Carrying out customer risk assessments.
• Liaising with AML software providers. 
• Assisting with preparation of BRA and REQ.
• Dealing with highly technical and complex structures of situations.
• Dealing with authorities as the need arises. 
• Scheduling work for the compliance team by planning jobs accordingly. 
• Ensuring the firm’s policies and procedures are being adhered to.  
• Responding to client queries relating to requested documents. 
• Input of key customer data into our central database. 
• Attending of anti-money laundering training as may be provided by the firm from time to time.  
• Collection of customer due diligence documents, requesting missing information and data and escalating any red flags to management. 
• Updating of internal files and records. 
• Ensuring that company and beneficial ownership records are accurate and up to date.

Requirements

• Candidates must hold proven experience in the corporate sector and in client onboarding and ongoing reviews
• Have experience of at least 2 years in a similar role
• Local experience is required
• Be able to work on their own initiative with minimal supervision.
• Be a problem-solver

Education and Experience

• Have finance, legal or anti-money laundering qualification or background.

Job Reference: VK737