Senior Compliance Officer

Our client, a leading company in the Investments Industry is looking to recruit a Senior Compliance Officer to join their team.

Main Responsibilities :

• Provide day-to-day compliance advice to business units on pensions and retirement schemes
• Respond to ad-hoc compliance queries within agreed timelines
• Identify, assess, and escalate compliance risks and control gaps
• Monitor regulatory and legislative developments (Malta Pensions Rules & EU requirements)
• Support regulatory change impact assessments and implementation
• Communicate regulatory updates clearly to stakeholders
• Assist in executing the Compliance Monitoring Plan, including testing and reviews
• Review controls, procedures, and processes for regulatory compliance
• Document findings and track remediation actions
• Support development and maintenance of compliance policies and procedures
• Participate in compliance projects, remediation, and process improvements
• Support Business Risk and Customer Risk Assessments
• Act as Data Protection Officer and oversee GDPR compliance
• Manage data subject access requests within regulatory timelines
• Assist in compliance training and awareness initiatives
• Collaborate with internal teams to ensure consistent compliance and risk management

Requirements

• Pensions or retirement schemes experience preferred

Education and Experience

• Minimum 5 years’ experience in compliance or risk within financial services
• Degree in Financial Services, Compliance, Risk, or related field preferred

Benefits

• Hybrid Working
• Flexible Working hours

Job Reference: CR880