We are looking for a Regulatory Compliance Officer to join a growing compliance and risk team within a leading professional services firm, . This role is ideal for a proactive individual looking to build a long-term career in regulatory compliance and risk management.
Key Responsibilities:
Support the firm on regulatory and compliance matters
Assist with the development, implementation, and review of compliance policies and procedures
Collaborate with internal teams to ensure compliance with regulatory obligations
Support licensing, insurance, and regulatory submissions
Monitor compliance and risk activities and assist with reporting to management and regulators
Maintain compliance records and monitoring programmes
Assist with AML/sanctions compliance and suspicious transaction reporting
Support compliance training initiatives and assist senior compliance officers with audits and inspections
Requirements:
Bachelor’s degree in law, financial services, compliance, risk, criminology, insurance, or a related field, or a relevant professional certification (e.g. ACAMS, ICA, ICBF, GDPR)
Strong written and verbal communication skills in English
Able to work independently and collaboratively in a fast-paced environment
Strong organisational skills and ability to work under pressure
Proficient in Microsoft Office 365 with good research and analytical skills
Prior experience in a CSP, financial institution, or regulatory environment is an asset (training will be provided)
