Our client, a well-established company within the financial services is seeking to recruit for a Regulatory Compliance Analyst to join the team. The candidate would report into the Compliance Officer.
Duties include:
Identify and assess regulatory changes that may impact the organization, ensuring timely communication and implementation of necessary adjustments.
Support the execution and review of the Compliance Monitoring Plan to ensure that the control testing framework is effective
Contribute to the drafting, review, and maintenance of internal policies and procedures to ensure they remain aligned with current regulatory requirements and best practices.
Prepare, review, and submit accurate and timely regulatory reports and returns to various EU authorities.
Maintain open communication channels and liaise with various EU authorities as well as internal stakeholders.
Maintain organised and secure records of regulatory reports, supporting documentation, and communication for audit and reference purposes.
Requirements
2+ years of experience in regulatory compliance within the financial industry is required
Knowledge of regulatory frameworks applicable to Investment Firms
Excellent analytical skills and attention to detail.
Ability to manage multiple tasks under tight deadlines and handle pressure in a fast-paced environment.
Fluency in English is required
Knowledge of German and/or French language would be considered an asset.
Effective communications skills
Ability to multitask and work within a fast paced environment
Education and Experience
Bachelor's degree in finance, economics, accounting, or a related field.
