A Financial Services company is currently on the lookout for a Compliance and Due Diligence Officer.
Main Responsibilities :
Conduct due diligence and World-Check screenings as part of the client onboarding process, including coordination of feedback and preparation of supporting file notes.
Support the ongoing Anti-Money Laundering (AML) monitoring of existing clients, including risk rating reviews, feedback coordination, and documentation of findings.
Assist with the administration and upkeep of internal processes and procedures, ensuring all relevant documentation is accurately maintained within the operating system.
Contribute to the day-to-day maintenance and management of the World-Check platform.
Draft internal memos for the escalation of medium to high-risk AML cases requiring Enhanced Due Diligence (EDD) and approval by Senior Management.
Act as a key point of contact for due diligence and World-Check queries from internal teams and external product providers.
Provide general support for ongoing and ad hoc compliance and onboarding projects.
Assist with administrative tasks across the Compliance Department as needed.
Requirements
Minimum of 2 years of experience in Compliance in Financial Services
Excellent interpersonal and communication skills
Fluency in both written and spoken English
Education and Experience
Diploma (or equivalent) qualification in compliance, regulation or AML and Financial Crime
