Our Client, an established and licensed investment firm is looking for a Compliance and AML Executive to join their small team, reporting to the MRLO & Head of Compliance.
Key Responsibilities:
- Support the firm's compliance, governance, and internal control frameworks.
- Monitor regulatory requirements across MiFID II, MAR, SFDR, AML, the AI Act, and MFSA/ESMA/AMLA guidelines.
- Conduct compliance monitoring, thematic assessments, and MAR (Market Abuse Regulation) transaction surveillance.
- Assist with client onboarding, CDD, sanctions checks, ongoing monitoring, and periodic risk updates.
- Prepare compliance reports, regulatory updates, and board papers for senior management.
- Support the Head of Compliance and MLRO with ad-hoc compliance duties.
Note: This role is structured as approximately 30% Anti-Money Laundering (AML) and 70% general compliance.
Requirements
- Proactive, highly organized, and deadline-driven with strong integrity.
- Able to work both independently and collaboratively.
- Proficient in IT, Microsoft Excel, and compliance software tools.
Benefits
Education and experience
- 3 years local experience in a similar role, within investment services, banks, or regulators
- Qualifications in compliance, MFSA rules, EU regulations, and AML
