We are seeking a diligent and experienced professional for an Anti-Money Laundering (AML) Compliance Officer role. This position is essential for maintaining the firm's robust compliance framework and ensuring adherence to all relevant regulations.
You are the Compliance Strategist a pivotal force ensuring financial integrity across the firm. Your work is hands-on, decisive, and critical to their regulatory adherence.
Duties include:
- Prepare and update mandatory AML/KYC reports. Author dynamic risk assessments and strategic risk appetite statements. Prepare and update critical regulatory reports (e.g., quarterly RC reports).
- Conduct rigorous internal audits of existing client files. Review and approve daily name screening alerts when directed.
- Review and update the entire AML framework. Ensure compliance across templates (DD, Policy, Risk Assessment). Review, amend, and update internal processes.
- Execute due diligence (DD) on service providers. Review DD reports prepared for various service providers. Review Director and Officer Insurance for proper coverage.
- Lead and evolve our AML training offerings of the company. Personally conduct AML training sessions for clients, occasionally face-to-face.
- Carry out ad-hoc consulting related to AML/CFT, compliance, and ESG matters.
- Actively track and report relevant regulatory updates for client inclusion.
- Assist in drafting internal documents, such as business continuity planning (BCP).
- Log all work performed using the time monitoring system.
Requirements
- A minimum of 3-4 years of compliance experience
- Experience within the financial services industry is required
- Experience within the funds and investments industry is an asset
- Candidates need to be residing in Malta and must hold local compliance experience
- Excellent communication skills in English
Benefits
