Regulatory Executive

Malta

Our client, a prestigious law firm is seeking to recruit a Regulatory Executive to join their team of professionals.

Responsibilities:

  • Supporting the regulatory team in the compilation of license applications including the compilation of the relevant application forms and ancillary documentation
  • Providing support to the regulatory team in compiling requests for authorizations submitted to the MFSA and other regulatory authorities
  • Coordinating and collecting all information and documentation required in connection with submissions to be made to the MFSA and other regulatory authorities
  • Assisting clients with the compilation of personal questionnaires and required due diligence
  • Corresponding with the client to provide guidance on any additional information/documentation required to complete any application to be made to the MFSA and other regulatory authorities
  • Assisting the team in formulating internal procedures governing the work flow processes of the team
  • Preparing meeting packs for board and committee meetings of regulated entities
  • Attending board and committee meetings of regulated entities and drafting of board and committee minutes
  • Assisting clients in their compliance monitoring program and providing them with assistance with regulatory queries
  • Assisting the team in compiling compliance reports and other related matters
  • Assisting clients with any ongoing communications with approvals by regulatory authorities required in terms of the applicable regulations

Skill-sets and Requirements

  • Regulatory background with a minimum two years experience within a similar role
  • Good knowledge of regulatory framework of investment services and financial institutions
  • Previous work experience with a regulatory authority will be considered an asset

Job Reference: OE532


  • Primary job focus
    Legal
  • Job type
    Full Time
  • Employment level
    Intermediate (1-3 years)
  • Employer industry
    Legal Services
  • Languages
    English, Maltese

Legal Jobs in Malta consist of individuals engaged in the practice of law who provide expert advice to private and commercial clients. Legal jobs within this sector include administration, civil law, commercial law, compliance, corporate intellectual property, employment law, family law, maritime & aviation, tax law and technology law roles.

  • Job Reference
    OE532
  • Closing Date
    12/12/2021
  • Date Published
    12/11/2021
  • Status
    Shortlisting

Benchmark Your Salary

This website uses cookies to improve your user experience. By using our website you consent to all cookies in accordance with our Cookie Policy.