Compliance Executive

€28,000 - €30,000  |  Malta

One of our clients, a leading provider of compliance services in Malta, is seeking to recruit a Compliance Executive to join their company:


  • Monitoring EU and local regulatory developments and interpreting new regulations that are applicable in the funds and investment services industry;
  • Conducting on-site and off-site reviews;
  • Ensure that onsite compliance reviews are carried out according to plan;
  • Identifying and assessing compliance risk and proposing manners how to mitigate it;
  • Developing an annual compliance monitoring plan for clients;
  • Identifying internal deficiencies and weaknesses and recommending corrective actions;
  • Follow up to ensure that the necessary changes have been implemented in a timely manner;
  • Identify and propose IT systems and operational processed for the clients as part of their mitigation efforts to reduce compliance risk;
  • Drafting policies and procedures for clients;
  • Liaising and assisting clients on an ongoing basis on compliance related issues;
  • Compiling Compliance Reports;
  • Occupy the role of ‘Compliance Officer’ in terms of applicable regulations.


  • Minimum MQF Level 6 qualification in law, finance, compliance or equivalent;
    • Candidates holding a degree in law will be given preference;
  • Minimum of 2 years previous local experience within the financial services industry;
  • Good understanding of current laws, rules, regulations and directives impacting funds and investment services.


  • Excellent verbal and written communication skills in English;
  • Strong analytical and time management skills;
  • Good leadership skills;
  • Ability to work on own initiative and under pressure, with minimum supervision;
  • Computer literate, especially with the use of Microsoft Office Package;
  • Willingness to learn and remain updated.

Job reference: QM529

  • Primary job focus
  • Job type
    Full Time
  • Employment level
  • Employer industry
    Financial Services

Legal Jobs in Malta consist of individuals engaged in the practice of law who provide expert advice to private and commercial clients. Legal jobs within this sector include administration, civil law, commercial law, compliance, corporate intellectual property, employment law, family law, maritime & aviation, tax law and technology law roles.

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