Investments Advisor

Our Client a leading Financial Institution is seeking to recruit an Investments Officer to join their team of professionals. 

 

Responsibilities 

• To manage client’s investment holdings. Engage with clients and provide investment advice in accordance with bank parameters/ policies.
• To actively engage in customer acquisition tactics to attract new clients for Investments/ Insurance/ pensions
• To ensure that internal policies and risk and control procedures are observed on a day-to-day basis and corrective action devised to address processes and control deficiencies. Any shortfalls are to be reported to the Compliance Manager.
• To ensure that regulatory and compliance obligations are met with the assigned clients and their investment portfolios.
• To keep updated on prevailing economic and investment scenario and contribute to the internal research function of the Investment Distribution Unit.
• To sit on the Investment Distribution Committee, if requested.
• To develop the client data base through effective networking and other customer acquisition strategies.
• To identify prospects for transactions with limits which exceed their authorised limits and forward the leads to Private Clients section.
• To submit any reports and/or supervise any projects and activities as may be directed from time to time.
• To ensure compliance with Bank’s policies, guidelines and underlying procedures at all times.
• To assist his/her superior in the preparation of the unit’s business plan and underlying budgets if requested.
• To perform standard office tasks including processing mail, answering phone calls, ordering supplies and filing.
• To perform any other duties that may be reasonably assigned from time to time.

Skill-sets and Requirements

• Highly conversant with the Investments Regulatory environment.
• Possess a number of years working experience in the Investment field coupled with a theoretical background in Investment.
• Fluency in Maltese and English
• Willing to work on Saturdays

Education & Experience

Holds a benchmark qualification recognised by the MFSA in order to hold an Investment Advisory license. However candidates who are yet to read for their DIPFA would still be considered

Benefits

• Performance bonus
• Subsidised home loan and personal loan rates
• Professional training scheme
• Home insurance
• Life insurance
• Pension plan

Job Reference: EX871