Compliance Officer

Malta

A Compliance Officer position is currently available with a company operating in the financial services industry, focusing on asset management.

Responsibilities:

  • Communicating with MFSA as may be required
  • Constant communication with the UK office
  • Working with the group to ensure that it is compliant at all times
  • Performing analytical work and reviews of certain compliance procedures including market abuse and best execution monitoring
  • Handling regulatory reporting to MFSA and other regulatory bodies
  •  Assisting with UCITS and US 1940 Act matters specific to certain mandates managed by the company
  • Any other duties for the smooth running of the company

Education & Experience:

  • The successful candidate must be recognised (PQ'd) by the MFSA
  • A minimum of 2 years previous local compliance experience in a similar role is a must
  • Having knowledge of the funds or asset management industry is preferred
  • Excellent working knowledge of Microsoft Excel

Skills:

  • Excellent analytical skills
  • Organised and meticulous
  • Capable of working in a small office
  • Ability to adhere to deadlines
  • Excellent communication skills in English & Maltese

Job Ref: TJ761

 

 

 


  • Primary job focus
    Finance
  • Job type
    Full Time
  • Employment level
    Middle Management
  • Employer industry
    Financial Services

All Finance Jobs in Malta involve understanding and managing of finances for private clients and organisations. Jobs in finance include client audit, compliance, corporate administration, pensions, trusts, risk and wealth management jobs.

  • Job Reference
    TJ761
  • Closing Date
    27/05/2019
  • Date Published
    24/04/2019
  • Status
    Processing

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