Compliance Manager/ MLRO

  Central Malta  |  €60,000 - €70,000 Annually 

A reputable client of ours, operating and specialising within the investments services sector is seeking to recruit a Compliance Manager/ MLRO to join their team of professionals: 


  • Ensuring the company has proper documented standard operating procedures that are in line and comply fully with the relevant up-to-date regulatory requirements thereby helping to safeguard the company’s reputation
  • Preparing quarterly and annual compliance reports and presenting these directly to the board of directors and the Risk & Compliance Committee
  • Coordinating the completion of the BRA with the organization's external advisors
  • Maintaining a report of breaches and presenting these as part of the compliance report
  • Keeping abreast with all new regulations, carefully analyzing these and advising the board and management of the implications of the new regulations
  • Overseeing processes that may require change in order to adhere to the new regulations
  • Maintaining and executing an ongoing compliance program that covers all aspects of the business which is to be executed on a rolling basis
  • Submitting all the required reports to the regulators on a regular basis
  • Updating all the company’s policies and procedures and ensuring that they represent the forefront of best practices and good governance
  •  Liaising with the regulators and other authorities on any correspondence that the firm receives in respect to its obligations to the regulators
  • Keeping abreast and undergoing regular training to ensure the company is at the forefront of industry trends
  •  Leading a compliance team that reflects the size and nature of the company’s activities

Skill-sets and Requirements

  • Minimum of 3 years experience in a similar role, locally
  • Must have the ability to take initiative and be an excellent team player
  • Must be PQd or eligible
  • Excellent communication and interpersonal skills

Job Reference: UG264

  • Primary job focus
  • Job type
    Full Time
  • Employment level
    Senior Management
  • Employer industry
    Investment Services
  • Languages
    English, Maltese

All Finance Jobs in Malta involve understanding and managing of finances for private clients and organisations. Jobs in finance include client audit, compliance, corporate administration, pensions, trusts, risk and wealth management jobs.

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