Compliance Assistant Manager

  Central Malta  |  €35,000 - €45,000 Annually 

A reputable client of ours specialising in the Financial Services industry is currently looking to onboard a Compliance Assistant Manager to join their team of professionals:

Duties:

  • Assisting the Compliance Officer and MLRO in maintaining and developing a compliance culture with all legislation and regulations applicable to the Company
  • Supporting the Compliance Officer and MLRO in directing the compliance function
  • Assisting in implementing policies and procedures and checklists including updating such documents in line with regulatory developments and the Company’s requirements
  • Ensuring the meeting of regulatory submission deadlines
  • Assisting in the organisation and provision of staff training
  • Supporting the employees on regulatory queries including matters related to AML/CFT and Data Protection
  • Tackling regulatory issues and interpretation of applicable legislation and/or regulations
  • Assisting the Compliance Officer and MLRO with the review of the Business Risk Assessment and overseeing Risk Evaluation Questionnaire submissions
  • Assisting in the review of the Client Risk Assessment methodology
  • Assisting in the preparation of Compliance Reports for Board of Director meetings
  • Carrying out the Compliance Monitoring Programme, as well as out-of-jurisdiction risk assessments
  • Devising sample-based compliance reviews of files and recommending action to be taken on findings
  • Reviewing and approving legislative and regulatory update reports 
  • Assisting the Compliance Officer and MLRO with AML/CFT and any other ad hoc issues as required

 

Skill-sets and Requirements

  • Must have solid experience in Regulatory Compliance (meaning compliance of MFSA-regulated entities operating in the MiFID investment firms sector)
  • Minimum 5 years’ experience in a Compliance related role
  • Must have excellent communication skills in English, both written and verbal
  • Capable of working within a team, managing multiple tasks and working against stringent deadlines

Education & Experience

  • Bachelors ́ level (MQF Level 6) education in law, finance, accounting, economics or related discipline
  • Compliance-related qualifications, such as those awarded by the International Compliance Association (ICA)

Job Reference: TB758


  • Primary job focus
    Finance
  • Job type
    Full Time
  • Employment level
    Middle Management
  • Work Location
    On Premises
  • Employer industry
    Investment Services
  • Languages
    English

All Finance Jobs in Malta involve understanding and managing of finances for private clients and organisations. Jobs in finance include client audit, compliance, corporate administration, pensions, trusts, risk and wealth management jobs.

  • Job Reference
    TB758
  • Closing Date
    29/02/2024
  • Date Published
    07/09/2023
  • Status
    Evaluating CVs

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