Compliance & Regulatory Executive

 |  Malta

Our client is a large global institution offering fund services with a focus on high client service levels delivered locally. The Group operates a number of offices in various jurisdictions around the world. They are seeking a compliance & regulatory executive to join their team of professionals. Reporting directly to the Group Compliance Officer you will be responsible for:

  • Assisting the Group Compliance team in day to day compliance matters,
  • Assisting in the updating of the compliance policies & procedures;
  • Incorporating companies and preparation of related corporate documentation;
  • Coordinating and handling day-to-day client requests in relation to their entities;
  • Preparation and submission of statutory filings as well as performing other statutory obligations as is required of a company secretary;
  • Liaising with the lawyers, accountants, auditors and other service providers on behalf of the corporate clients;
  • Collection and verification of due diligence conducted as part of our know your client procedures

Experience:

  • Previous experience will be considered an asset 
  • Candidates with a Diploma/Degree in Financial Services are given preference

Job Reference: HW074


  • Primary job focus
    Corporate Services
  • Job type
    Full Time
  • Employment level
    Experienced
  • Employer industry
    Financial Services
  • Languages
    English

Corporate Services Jobs in Malta focus on ensuring that companies follow best practices with regards to legal and financial issues. Jobs in corporate services within this sector include corporate administration, corporate executive, due diligence / AML, MLRO, regulatory compliance, residency & citizenship, and yachting & shipping roles.

  • Job Reference
    HW074
  • Closing Date
    30/12/2019
  • Date Published
    28/11/2019
  • Status
    Processing

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