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Our client, a renowned global company, is looking to recruit a Compliance Specialist in either AML/Due Diligence or Regulatory Compliance
Responsibilities:
Providing management with AML/CTF static data and statistics;
Monitor for exceptions in AML/CTF related static data;
Monitor sanctions updates and developments and help ensure the bank is compliant;
Maintain a good relationship with regulators and authorities and respond to queries from Financial Institutions, Regulators and other prevalent Authorities;
Ongoing learning and adherence of departmental policies and procedures in conjunction with AML/CTF proficiency;
Transaction Monitoring and Payment Filtering and assistance with the calibration of the systems used;
Vetting of invoices or other transaction supporting documentation;
Assist the MLRO with investigations;
External fraud investigation and reporting;
Liaise with business units to facilitate alignment of business and regulatory requirements;
Assist in the reporting to management on regulatory compliance information/data;
Assist with the development and implementation of the Annual Compliance Plan;
Review and maintenance of key compliance policies, ensuring scope and application is clear;
Monitor events listed in the REM and follow-up on overdue actions or those due for completion;
Assist with the facilitation and management of the subsidiaries oversight process, including AML/CFT and sanctions;
Creation and maintenance of the regulatory compliance registers;
Daily distribution of regulatory updates;
Reporting of operational incidents; and
Specific projects from time to time
Skill-sets and Requirements
Have a minimum of 3 years experience required
Excellent communication and presentation skills, to members of the Group at all levels
Have a proven ability to learn and to adapt to a changing environment
Be detailed-oriented, proactive, self-motivated and self-driven
Be an excellent team player, with strong integrity and professional ethics
Be a critical thinker, problem solver with strong time management and organizational skills
Education & Experience
A degree in Finance, Banking or Compliance would be considered an asset
Benefits
Health, life and personal accident insurance cover
