Compliance Officer

Malta  |  €55,000 - €65,000 

Our client a consultant within the Compliance aspect is looking for a Compliance Officer to join their small team 

Responsibilities: 

  • Dealing with a portfolio of clients operating in Funds, MIFIDS, UCITS, amongst others. 
  • Completion of compliance tasks and identification and reporting of areas of improvement
  • Act as the main point of contact with the various regulators
  • Be responsible for compliance-related audits; complete the regulatory filings and other relevant bodies as required.
  • Monitor client acceptance, conduct an ongoing review of client files, transaction monitoring, and risk review
  • Review and assess compliance breaches
  • Develop and implement the risk and compliance framework
  • Undertake such other duties as directed by the Director of the company

Skill-sets and Requirements

  • A minimum of 5 years experience in a similar role
  • Eligable to be PQ'd by the MFSA
  • Able to communicate well with the team and the Director
  • Able to meet deadlines

Education & Experience

Relevant qualifications to Compliance

Job Reference: OS761


  • Primary job focus
    Compliance
  • Job type
    Full Time
  • Employment level
    Experienced (3 years +)
  • Employer industry
    Financial Services
  • Languages
    English, Maltese
  • Job Reference
    OS761
  • Closing Date
    28/02/2023
  • Date Published
    23/01/2023
  • Status
    Evaluating CVs

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