Compliance Officer & MLRO

Malta  |  €60,000 - €70,000 

A client of ours is currently seeking a Compliance Officer & MLRO to join their growing team:

Duties:

  • Develops, initiates, maintains, and revises policies and procedures to ensure compliance with legal and regulatory obligations
  • Manages day-to-day operation of the compliance and MLRO function, including oversight of implementation and adherence to the Compliance Manual of the Company 
  • Provision of advice and assistance to the Company on compliance and anti-money laundering matters 
  • Develops and updates a regulatory and statutory reporting program and liaises with departments within the Company and/or Group and third-party service providers to ensure timely and accurate regulatory reporting 
  • Maintains compliance registers and the Compliance Monitoring Programme as required by statutory and regulatory requirements 
  • Collaborates and liaises with internal departments, regulators, authorities, and external service providers to resolve legal and compliance issues 
  • Identifies potential areas of compliance vulnerability and risk 
  • Performs and/or supports client onboarding and periodic due diligence procedures 
  • Enforces the anti-money laundering (AML) standards and assesses unusual or suspicious transactions 

Skill-sets and Requirements

  • Minimum 3 years proven experience as Compliance Officer and/or MLRO, preferably in the investment services industry
  • Ability to understand financial products including private equity and real estate
  • Able to work independently and strong team player
  • Excellent communication skills, both verbal and written, in English

Education & Experience

  • Currently authorized by the MFSA to act as a Compliance Officer and/or MLRO
  • Good understanding of the AIFMD and UCITS requirements
  • Qualification at EQF 6 level from a reputable European Union university or equivalent in a related discipline

Job Reference: AT959


  • Primary job focus
    Compliance
  • Job type
    Full Time
  • Employment level
    Senior Management
  • Employer industry
    Financial Services
  • Languages
    English
  • Job Reference
    AT959
  • Closing Date
    31/01/2022
  • Date Published
    20/12/2021
  • Status
    Interviewing

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