Compliance Manager - Governance & Control

Malta  |  €32,000 - €39,000 

Our client is seeking to recruit a Compliance Manager

Responsibilities:

  • Preparing and delivering a compliance monitoring plan across Wealth Management and the Investment Centres;
  • Acting as a point of reference on issues relating to Compliance, AML, governance and operational risk management, delivering training on regulatory issues when required to drive a compliance culture;
  • Maintaining the customer complaints and the regulatory breach register and following up accordingly by liaising with the Compliance units;
  • Assisting the team on tasks related to the creation and categorisation of securities, duties relating to transfers ins and monitoring of information;
  • Assisting with internal and external investigations, providing timely reports when required and conducting regular thematic and on-site compliance reviews within all areas falling under Wealth Management;
  • Cooperating and liaising with other departments and external stakeholders as may be necessary, in order to guide all areas belonging to Wealth management as required, particularly on regulatory and governance matters.

Skill-sets and Requirements

  • Holds 2 to 3 experience within compliance ideally working in an Investment Services Environment
  • Knowledgeable on MFSA and Central Bank of Malta rules as well as regulations pertaining to AML, CFT, Compliance & GDPR
  • Be able to work under pressure whilst still proving accuracy and efficiency in the work
  • Be highly responsible, committed and appreciative of the reputation risk which the job entails
  • Excellent communication skills in Maltese & English

Job Reference: RC150


  • Primary job focus
    Compliance
  • Job type
    Full Time
  • Employment level
    Experienced (3 years +)
  • Employer industry
    Financial Services
  • Languages
    English, Maltese
  • Job Reference
    RC150
  • Closing Date
    30/09/2021
  • Date Published
    25/08/2021
  • Status
    Interviewing

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