Compliance Executive

Malta  |   

Our client, a Corporate service provider is seeking to recruit a Compliance Executive to join their Compliance team. The selected candidate will report to the MLRO and Compliance officer and have the following responsibilities:

  • Carrying out internal reviews in relation to the company's procedures and policies and their implementation
  • Assisting in the coordination of regulatory examinations
  • Assisting in the management and development of the systems implemented by the department and ensuring their efficiency and effectiveness
  • Assisting company employees with AML/CFT training as well as subject persons and other company clients 
  • Overseeing of compliance processes and ensuring clients' files are reviewed and updated regularly 
  • Supporting in the development of procedures and their applications, including reviews of customer due diligence files and the provision of guidance and advice 
  • Record keeping, internal filing and external reports, client onboarding processes, carrying out due diligence and KYC checks on both prospective and current clients 
  • Keeping abreast on any updates and developments in the regulations and related laws whilst ensuring these are communicated with the management and other team members 
  • Maintaining the business risk assessment whilst reporting significant risks to the compliance officer, MLRO and senior management as directed
  • Acting as the main point of internal contact for any compliance-related matters and responding to all reasonable requests
  • Assisting the senior Management with the implementation of Compliance requirements and any other related query from a regulatory perspective 

Skill-sets and Requirements

  • Minimum 1 year experience in a similar environment
  • Excellent command of verbal and spoken English
  • Good communication and time management skills
  • Ability to work on own initiative and meet strict deadlines
  • Excellent eye for detail

Education & Experience

Candidates possessing related qualifications will be given preference

Job Reference: FW754

  • Primary job focus
  • Job type
    Full Time
  • Employment level
    Intermediate (1-3 years)
  • Employer industry
    Financial Services
  • Languages
  • Job Reference
  • Closing Date
  • Date Published
  • Status

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