Compliance Executive

€30,000 - €35,000  |  Malta

Our client is seeking a Compliance Executive to join their team of professionals.

Responsibilities

  • Assisting in the implementation and updating of policies, procedures and checklists
  • Assisting in the preparation and provision of staff training
  • Supporting the employees on regulatory queries including matters related to AML/CFT
  • Assisting in the tackling of regulatory issues and interpretation of applicable legislation and/or regulations
  • Supporting the Compliance Manager in the application of GDPR requirements
  • Supporting the employees on matters pertaining to Data Protection in line with GDPR 
  • Assisting in the preparation of Compliance Reports for Board of Director meetings
  • Maintenance of compliance diaries and registers and coordinating World-Check screening process
  • Analysis of jurisdictions and issuance of jurisdiction risk ratings for approval
  • Carrying out sample-based compliance reviews, reporting findings and proposing action to be taken on findings
  • Keeping up to date with legislative and regulatory issuances and preparing reports to be reviewed and approved

Education & Experience:

  • You must be in possession of a law or finance degree.
  • A minimum of 2 years prior experience in a financial services or similar working environment in Malta.
  • A working knowledge of investment services or other financial services regulation.

Skills:

  • Excellent communication skills in English and Maltese.
  • You must be analytical, goal driven, having excellent time management skills.

Job Reference: FQ582


  • Primary job focus
    Compliance
  • Job type
    Full Time
  • Employment level
    Experienced
  • Employer industry
    Financial Services
  • Languages
    English
  • Job Reference
    FQ582
  • Closing Date
    01/02/2021
  • Date Published
    08/01/2021
  • Status
    Interviewing

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