Compliance Associate

€30,000 - €35,000  |  Malta

Our Client a leading corporate service provider is currently looking for a Compliance Executive to compliment their team. 

Responsibilities

  • Act as a central point of contact for all information on compliance-related issues (e.g. breach of regulation, non-respect of procedures, conflict of interest)
  • Assist in the periodic updating of the Business Risk Assessment to support a risk-based approach to the prevention of money laundering/terrorist financing
  • Maintain and update the firm’s compliance program monitoring program
  • Oversee the maintenance of CDD/KYC/AML/CTF process including the scheduling of reviews, coordinate the review of the client files and  prepare the Client Risk Assessments
  • Handle all AML reporting requirements to the FIAU
  • Periodically audit processes, practices, and documents to identify weaknesses, and create sound internal controls to monitor adherence to the same
  • Review all legislative, regulatory, and corporate governance developments or changes that might affect the company and its operations on an ongoing basis and where applicable, disseminate this information within the advisory team
  • Act as the company’s focal point in relation to the submissions and correspondence with MFSA

Experience and Education

  • Applicants need to  have at  least 3 years in a similar role preferably a corporate services entity
  • Well versed with the internal and external obligations and reporting requirements pertaining to the compliance function
  • Applicants would also need to be proficient in communicating in English & Maltese
  • Compliance related certifications would be considered an asset 

Job Reference: NA094


  • Primary job focus
    Compliance
  • Job type
    Full Time
  • Employment level
    Experienced (3 years +)
  • Employer industry
    Financial Services
  • Languages
    English, Maltese
  • Job Reference
    NA094
  • Closing Date
    30/06/2021
  • Date Published
    18/02/2021
  • Status
    Shortlisting

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