Senior Compliance Officer

  Central Malta  |  €35,000 - €45,000 Annually 

Our client a leader in the Investment industry is looking for a Senior Compliance Officer to join their team

Responsibilities:

  • Review and validate client onboarding applications and conduct suitability assessments to ensure compliance with MIFID regulations and internal standards
  • Handle transfer requests, including those involving probate cases
  • Assist in preparing MFSA Conduct of Business Returns and support complaints handling
  • Maintain the Insider List for CCFG
  • Support data submissions to the MFSA and assist with KYC questionnaires for counterparties.
  • Oversee day-to-day compliance tasks
  • Conduct regulatory training sessions for employees, focusing on aspects such as the MFSA conduct of business rulebook.
  • Submit the List of Financial Instruments.
  • Assist with the annual review of procedures.
  • Support the Compliance Manager in preparing for MFSA visits and submissions as needed.

Requirements

  • Candidate need to have the MIFID Knowledge. Without such candidates cannot be considered for this role
  • Previous local or foreign experience in a similar role
  • Excellent written and oral skills in English
  • Able to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Experts in Regulatory Compliance

Education and Experience

  • Qualification related to Compliance

Benefits

  • Health Insurance
  • Gym discounts
  • Performance Bonus

Job Reference: MJ616


  • Category
    Compliance
  • Job type
    Full Time
  • Employment level
    Experienced (3 years +)
  • Work Location
    On Premises
  • Employer industry
    Investment Services
  • Languages
    English
  • Job Reference
    MJ616
  • Closing Date
    30/11/2024
  • Date Published
    16/02/2024
  • Status
    Shortlisting

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